Kit Kenny Wen
温傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Kenny Wen (温傑), a licensed former licensee with CE reference AJF244. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2022-08-16 | 2025-03-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-14 | 2025-03-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-14 | 2022-08-16 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-06-14 | 2025-03-07 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
RO | Type 4 — Advising on securities | 2018-05-03 | 2022-05-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-24 | 2022-05-31 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-16 | 2022-05-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-13 | 2022-05-31 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | 2005-03-24 | 2008-04-30 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2005-03-22 | 2008-04-30 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-25 | 2005-03-01 |