Kit Wa Choi
蔡潔華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Wa Choi (蔡潔華), a licensed former licensee with CE reference BOW523. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jone Portman Limited 祖士栢有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-16 | 2023-12-21 |
| Jone Portman Limited 祖士栢有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-02 | 2023-12-21 |
| Jone Portman Limited 祖士栢有限公司 |
Rep | Type 9 — Asset management | 2021-07-02 | 2023-12-21 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-01-15 | 2021-05-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-11 | 2021-05-04 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-11 | 2021-05-04 |