Joann Yuen Yee Li
李婉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joann Yuen Yee Li (李婉儀), a licensed former licensee with CE reference AEH940. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-07 | 2015-03-16 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-07 | 2015-03-16 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-08-07 | 2015-03-16 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | present | 2013-10-21 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2013-10-21 |