Ho Yan Jonathan Mak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yan Jonathan Mak (麥浩欣), a licensed Representative with CE reference AYU358. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-09 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-27 | present |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-11-27 | present |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-10 | 2020-11-15 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-08-10 | 2020-11-15 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-27 | 2015-10-07 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-04 | 2015-10-07 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-04 | 2015-10-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-10 | 2014-05-24 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-10 | 2014-05-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yan Jonathan Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.