Mark Charles Alexander Mallia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Charles Alexander Mallia, a licensed Responsible Officer with CE reference AES119. Currently licensed at 2 firm(s): KGI Asset Management Limited, KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 11.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-02-17 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-26 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2019-08-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-02 | 2017-10-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-17 | 2005-09-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Charles Alexander Mallia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.