Dominic Wing Hung Yung
翁永鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Wing Hung Yung (翁永鴻), a licensed Representative with CE reference AFI615. Currently licensed at 2 firm(s): KGI Futures (Hong Kong) Limited, KGI Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-11-21 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | present |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-12 | 2022-06-23 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-02 | 2021-08-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-12 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-12 | 2017-10-02 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-29 | 2022-06-23 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-29 | 2022-06-23 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-07 | 2013-11-06 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-04-04 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-10 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-10 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-10 |