Sau Ching Ng
吳秀清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ching Ng (吳秀清), a licensed former licensee with CE reference ANH321. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-12 | 2015-05-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-12 | 2015-05-01 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-29 | 2015-05-01 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-29 | 2015-05-01 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-26 | 2013-10-17 |