Wai Yat Yuen
阮維一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yat Yuen (阮維一), a licensed former licensee with CE reference ADA941. This person has 13.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-23 | 2017-02-05 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-23 | 2017-02-05 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-07 | 2017-02-05 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-07 | 2017-02-05 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-08-07 | 2016-11-22 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2013-11-29 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2013-11-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yat Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.