Yu Jiang
蔣昱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Jiang (蔣昱), CE reference BAA413. Currently licensed at 2 firm(s): Enhanced Investment Products Limited, MCG Management Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 4 — Advising on securities | 2023-11-06 | present |
| MCG Management Limited | RO | Type 4 — Advising on securities | 2023-11-06 | present |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-11-06 | present |
| MCG Management Limited | RO | Type 5 — Advising on futures contracts | 2023-11-06 | present |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 9 — Asset management | 2023-11-06 | present |
| MCG Management Limited | RO | Type 9 — Asset management | 2023-11-06 | present |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-18 | 2023-11-06 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-07-18 | 2023-11-06 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 — Asset management | 2022-07-18 | 2023-11-06 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-13 | 2022-06-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-13 | 2022-06-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-08-13 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2022-06-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-13 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-13 | 2017-10-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-12 | 2016-06-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-12 | 2016-06-10 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-04 | 2014-05-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-02 | 2014-05-31 |