Peter Yiu
游國義
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Yiu (游國義), a licensed former licensee with CE reference AWR850. This person has 11.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-25 | 2022-10-31 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-25 | 2022-10-31 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-01-25 | 2016-08-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.