Chen Sun
孫晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Sun (孫晨), a licensed former licensee with CE reference AGC869. This person has 14.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-11 | 2019-11-04 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-03-11 | 2019-11-04 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 9 - Asset management | 2016-03-11 | 2019-11-04 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-07 | 2016-03-11 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-07 | 2016-03-11 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 1 - Dealing in securities | 2006-05-11 | 2015-12-24 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 4 - Advising on securities | 2006-05-11 | 2015-12-24 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-05-11 | 2015-12-24 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 - Advising on securities | 2004-06-17 | 2005-07-02 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-06-17 | 2005-07-02 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-11 | 2005-07-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chen Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.