Winton Yu Kei Lo
盧裕基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winton Yu Kei Lo (盧裕基), a licensed former licensee with CE reference AMK409. This person has 5.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-31 | 2010-12-21 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-31 | 2010-12-21 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2005-08-31 | 2010-12-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winton Yu Kei Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.