Hon Nin Ng
吳翰年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Nin Ng (吳翰年), a licensed former licensee with CE reference AWZ070. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-14 | 2021-11-30 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-14 | 2021-11-30 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-03-14 | 2016-08-24 |