Maria Wai Mei Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maria Wai Mei Wong (黃惠微), a licensed Responsible Officer with CE reference AEX184. Currently licensed at 1 firm(s): Charles Schwab, Hong Kong, Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 20.7 years of SFC licence history. Total licence records on file: 3.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 1 - Dealing in securities | 2005-12-07 | present |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 4 - Advising on securities | 2005-12-07 | present |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-12-07 | 2016-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Maria Wai Mei Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.