Yin Yin
印胤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Yin (印胤), a licensed former licensee with CE reference ATY281. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-26 | 2017-09-18 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-26 | 2017-09-18 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-11-26 | 2016-08-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-20 | 2010-07-06 |