Dor Dor Wong

黃多多
CE No. ALJ793 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dor Dor Wong (黃多多), a licensed former licensee with CE reference ALJ793. This person has 4.9 years of SFC licence history. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
Charles Schwab, Hong Kong, Limited
嘉信理財香港有限公司
Rep Type 4 - Advising on securities 2005-01-25 2009-09-07
Charles Schwab, Hong Kong, Limited
嘉信理財香港有限公司
Rep Type 5 - Advising on futures contracts 2005-01-25 2009-09-07
Charles Schwab, Hong Kong, Limited
嘉信理財香港有限公司
Rep Type 1 - Dealing in securities 2004-10-28 2009-09-07

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dor Dor Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yuchang Liu Charles Schwab, Hong Kong, Limited 2004–2009
Chen Sun Charles Schwab, Hong Kong, Limited 2004–2009
Leung Cheong Au Charles Schwab, Hong Kong, Limited 2004–2009
Pierra Sin Ying Ho Charles Schwab, Hong Kong, Limited 2004–2009
Winton Yu Kei Lo Charles Schwab, Hong Kong, Limited 2005–2009
Grace Kwok Li Chan Charles Schwab, Hong Kong, Limited 2005–2009
Maria Wai Mei Wong Charles Schwab, Hong Kong, Limited 2005–2009
Herbert Stephan Spangenberg Charles Schwab, Hong Kong, Limited 2006–2009
Cindy Mo Shi Hui Charles Schwab, Hong Kong, Limited 2004–2009
Wilfred Hing Chung Lau Charles Schwab, Hong Kong, Limited 2004–2009
Tsz Kin Chien Charles Schwab, Hong Kong, Limited 2005–2008
Cindy Yeuk Wing Wong Charles Schwab, Hong Kong, Limited 2005–2008
Leo Kar Ming Chan Charles Schwab, Hong Kong, Limited 2005–2007
Yujie Xu Charles Schwab, Hong Kong, Limited 2007–2009
Ho Ching Wong Charles Schwab, Hong Kong, Limited 2008–2009
Lina Fang Charles Schwab, Hong Kong, Limited 2008–2009
Elisa Lieu Charles Schwab, Hong Kong, Limited 2008–2009
Phillip Tk Yin Charles Schwab, Hong Kong, Limited 2006–2007
Lap Wah Ngai Charles Schwab, Hong Kong, Limited 2004–2006
Joanna Tsung Charles Schwab, Hong Kong, Limited 2004–2006
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