Dor Dor Wong
黃多多
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dor Dor Wong (黃多多), a licensed former licensee with CE reference ALJ793. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-25 | 2009-09-07 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-01-25 | 2009-09-07 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-28 | 2009-09-07 |