Greta Chi Kwan Lo
魯慈君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Greta Chi Kwan Lo (魯慈君), a licensed former licensee with CE reference AEJ330. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2003-11-05 | 2004-08-04 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-11-05 | 2004-08-04 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-05 | 2004-08-04 |