Leung Cheong Au
區良昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leung Cheong Au (區良昌), a licensed former licensee with CE reference AGC146. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-22 | 2019-10-23 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2009-04-30 | 2011-06-30 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-18 | 2009-04-27 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 4 — Advising on securities | 2005-10-18 | 2009-04-27 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-10-18 | 2009-04-27 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2003-11-11 | 2005-10-18 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-11-11 | 2005-10-18 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-02 | 2005-10-18 |