Leung Cheong Au
區良昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leung Cheong Au (區良昌), a licensed former licensee with CE reference AGC146. This person has 15.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-22 | 2019-10-23 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2009-04-30 | 2011-06-30 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 1 - Dealing in securities | 2005-10-18 | 2009-04-27 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 4 - Advising on securities | 2005-10-18 | 2009-04-27 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-10-18 | 2009-04-27 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 - Advising on securities | 2003-11-11 | 2005-10-18 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2003-11-11 | 2005-10-18 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-02 | 2005-10-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Leung Cheong Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.