Isabella Shuet Sum Chan
陳雪心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Isabella Shuet Sum Chan (陳雪心), a licensed former licensee with CE reference AMU671. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-08 | 2025-09-26 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-01-08 | 2025-09-26 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-05 | 2022-06-17 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-05 | 2022-06-17 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-05 | 2022-06-17 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-05 | 2022-06-17 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-23 | 2021-07-05 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2020-10-23 | 2021-07-05 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2020-10-23 | 2021-07-05 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-17 | 2021-07-05 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-13 | 2017-10-17 |