Kenneth Allan Connolly MacAlpin

CE No. AAW833 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Allan Connolly MacAlpin (), a licensed former licensee with CE reference AAW833. Total licence records on file: 15.

Licence history

FirmRoleRegulated activityFromTo
Shun Loong Securities Company Limited
順隆證券行有限公司
Rep Type 1 — Dealing in securities 2022-03-28 2023-03-20
Core Capital Securities Limited
凱匯資本證券有限公司
Rep Type 1 — Dealing in securities 2022-01-06 2022-02-10
Zundiao Securities Limited
尊迪奧證券有限公司
Rep Type 1 — Dealing in securities 2020-05-12 2021-12-19
Core Capital Securities Limited
凱匯資本證券有限公司
Rep Type 1 — Dealing in securities 2018-12-14 2020-02-05
JT Capital Asset Management Limited
凱庫資產管理有限公司
Rep Type 1 — Dealing in securities 2018-12-14 2020-02-05
MCM Asia Limited
(以曼睿資本名義經營業務)
Rep Type 1 — Dealing in securities 2017-09-13 2018-11-01
Quam Securities Limited
華富建業證券有限公司
Rep Type 1 — Dealing in securities 2016-05-04 2017-08-03
MIB Securities (Hong Kong) Limited
馬銀證券(香港)有限公司
Rep Type 1 — Dealing in securities 2009-09-04 2015-09-10
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 1 — Dealing in securities 2005-09-01 2009-09-01
HSBC Securities (Asia) Limited Rep Type 1 — Dealing in securities 2004-11-15 2005-07-19
NH Investment & Securities (H.K.) Limited
農協投資證券(香港)有限公司
Rep Type 1 — Dealing in securities 2003-08-14 2004-11-01
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 1 — Dealing in securities present 2003-04-30
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 4 — Advising on securities present 2003-04-30
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 6 — Advising on corporate finance present 2003-04-30
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 9 — Asset management present 2003-04-30

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