Kenneth Allan Connolly MacAlpin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Allan Connolly MacAlpin ( ), a licensed former licensee with CE reference AAW833. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-28 | 2023-03-20 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-06 | 2022-02-10 |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-12 | 2021-12-19 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-14 | 2020-02-05 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-14 | 2020-02-05 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2017-09-13 | 2018-11-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-04 | 2017-08-03 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-04 | 2015-09-10 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-01 | 2009-09-01 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2004-11-15 | 2005-07-19 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-14 | 2004-11-01 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-30 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-30 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-30 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-30 |