Yoon Seung Kim

CE No. ANW847 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yoon Seung Kim (), a licensed former licensee with CE reference ANW847. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
NH Investment & Securities (H.K.) Limited
農協投資證券(香港)有限公司
Rep Type 1 — Dealing in securities 2016-07-22 2023-06-30
NH Investment & Securities (H.K.) Limited
農協投資證券(香港)有限公司
Rep Type 4 — Advising on securities 2016-07-22 2023-06-30
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2013-11-06 2015-10-27
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 5 — Advising on futures contracts 2013-11-06 2015-10-27
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 — Dealing in securities 2008-11-20 2013-02-20
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2008-10-27 2013-02-20
UBS Derivatives Hong Kong Limited Rep Type 2 — Dealing in futures contracts 2007-01-25 2008-05-07
UBS Securities Asia Limited Rep Type 2 — Dealing in futures contracts 2007-01-25 2008-05-07
RBS Asia Futures Limited
蘇皇金融期貨亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2006-09-12 2006-09-30

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