Jaepil Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jaepil Kim ( ), a licensed former licensee with CE reference APQ243. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-24 | 2019-03-01 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-24 | 2016-01-19 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-09-24 | 2016-01-19 |
| Tribridge Investment Partners Limited | Rep | Type 9 — Asset management | 2008-07-11 | 2012-07-03 |
| Tribridge Investment Partners Limited | Rep | Type 4 — Advising on securities | 2008-05-16 | 2012-07-03 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-21 | 2008-05-01 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-21 | 2008-05-01 |