Jun Ho Um
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Ho Um, a licensed former licensee with CE reference BQZ744. This person has 3.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-02-08 | 2025-01-31 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-09 | 2025-01-31 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-07-09 | 2025-01-31 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-24 | 2021-07-09 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-24 | 2021-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jun Ho Um during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.