Jun Ho Um
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Ho Um ( ), a licensed former licensee with CE reference BQZ744. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-02-08 | 2025-01-31 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-09 | 2025-01-31 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-07-09 | 2025-01-31 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-24 | 2021-07-09 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-24 | 2021-07-09 |