Ju Young Kim
金周永
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ju Young Kim (金周永), a licensed former licensee with CE reference APO902. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-23 | 2013-03-15 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
RO | Type 4 — Advising on securities | 2011-12-23 | 2013-03-15 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-10 | 2011-12-23 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-10 | 2011-12-23 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-01 | 2011-08-31 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-01 | 2011-08-31 |
| TVG Capital Partners Limited |
Rep | Type 9 — Asset management | 2010-01-05 | 2010-06-01 |
| TVG Capital Partners Limited |
Rep | Type 4 — Advising on securities | 2007-09-05 | 2010-06-01 |