Raymond Henry Wepener
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Henry Wepener ( ), a licensed former licensee with CE reference AZP278. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-22 | 2021-03-05 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-29 | 2021-03-05 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-29 | 2021-03-05 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-23 | 2015-10-08 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-07-23 | 2015-10-08 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-31 | 2015-07-23 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-31 | 2015-07-23 |