Kelvin Kwok Wing Chau
周國榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Kwok Wing Chau (周國榮), CE reference ABS434. Currently licensed at 2 firm(s): Harmony Advisors Limited, Harmony Capital International Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-07 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 4 — Advising on securities | 2022-06-07 | present |
| Harmony Capital International Limited | RO | Type 6 — Advising on corporate finance | 2022-06-07 | present |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 1 — Dealing in securities | 2010-08-16 | 2019-10-18 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 4 — Advising on securities | 2010-08-16 | 2019-10-18 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 1 — Dealing in securities | 2005-04-27 | 2022-03-07 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 4 — Advising on securities | 2005-04-27 | 2022-03-07 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-04-27 | 2022-03-07 |