Janice Wing Yee Chan
陳穎怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janice Wing Yee Chan (陳穎怡), a licensed former licensee with CE reference APV159. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MaiCapital Limited | RO | Type 9 — Asset management | 2019-10-15 | 2021-01-25 |
| MaiCapital Limited | RO | Type 4 — Advising on securities | 2019-05-09 | 2021-01-25 |
| MaiCapital Limited | Rep | Type 4 — Advising on securities | 2018-09-18 | 2019-05-09 |
| MaiCapital Limited | Rep | Type 9 — Asset management | 2018-09-18 | 2019-10-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-01 | 2018-02-28 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-01 | 2018-02-28 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-02-01 | 2018-02-28 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-16 | 2014-03-27 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-16 | 2014-03-27 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-16 | 2014-03-27 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-16 | 2010-08-08 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-16 | 2010-08-08 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-16 | 2010-08-08 |