Pui Kuen Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Kuen Chan (陳沛權), a licensed Representative with CE reference AXR733. Currently licensed at 1 firm(s): China Securities (International) Corporate Finance Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 11.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-20 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-20 | present |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-01 | 2014-01-14 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-01 | 2014-01-14 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-09-01 | 2014-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Kuen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.