Hao Shen
申皓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Shen (申皓), a licensed former licensee with CE reference BGK734. This person has 7.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-24 | 2025-02-19 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-24 | 2025-02-19 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-06-24 | 2025-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-11-02 | 2017-09-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-11-02 | 2017-09-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-11-02 | 2017-09-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2015-11-02 | 2017-09-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2015-11-02 | 2017-09-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2015-11-02 | 2017-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hao Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.