Xueqian Pu
朴學謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xueqian Pu (朴學謙), a licensed former licensee with CE reference ARA362. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2015-12-29 | 2016-06-28 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2015-12-29 | 2016-06-28 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2015-12-29 | 2016-06-28 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-14 | 2015-10-20 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-05-14 | 2015-10-20 |