Kevin Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Zhang ( ), a licensed former licensee with CE reference AZY907. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-02-28 | 2018-08-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-09-28 | 2017-02-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-04 | 2018-08-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-04 | 2018-08-15 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-24 | 2016-02-06 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-02-24 | 2016-02-06 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-08-13 | 2013-09-28 |