Chung-Lin Chuo
卓中麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung-Lin Chuo (卓中麟), a licensed former licensee with CE reference BKM227. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-24 | 2021-12-31 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-24 | 2021-12-31 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-24 | 2021-12-31 |
| BFIN Private Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2017-09-27 | 2018-07-01 |
| BFIN Private Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2017-09-27 | 2018-07-01 |
| BFIN Private Advisors (Hong Kong) Limited |
Rep | Type 6 — Advising on corporate finance | 2017-09-27 | 2018-07-01 |