Cong Lyu
吕聪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cong Lyu (吕聪), a licensed former licensee with CE reference BNN864. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bain Capital Private Equity (Asia) Limited 貝恩投資私募股權(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-29 | 2023-12-28 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-11 | 2021-03-01 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-10-11 | 2021-03-01 |