Sharon Sheung Mun Wu
伍尚敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sharon Sheung Mun Wu (伍尚敏), CE reference AMR689. Currently licensed at 1 firm(s): Wings Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wings Securities Limited 永時證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-11 | present |
| Wings Securities Limited 永時證券有限公司 |
RO | Type 4 — Advising on securities | 2022-05-11 | present |
| Wings Securities Limited 永時證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-02-26 | present |
| Wings Securities Limited 永時證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-23 | 2022-05-11 |
| Wings Securities Limited 永時證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-23 | 2022-05-11 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-23 | 2018-11-23 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-12-23 | 2018-11-23 |