Dominic Leonard Chan
陳文頌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Leonard Chan (陳文頌), CE reference BSZ040. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2025-02-05 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2025-02-05 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-01-20 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-01-20 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-01-20 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-01-20 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-09-20 | 2024-12-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-09-20 | 2024-12-19 |