Dominic Leonard Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Leonard Chan (陳文頌), a licensed Representative with CE reference BSZ040. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2025-02-05 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2025-02-05 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-01-20 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-01-20 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-01-20 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-01-20 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-09-20 | 2024-12-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-09-20 | 2024-12-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dominic Leonard Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.