Ruby Ying Ying Lau
劉瑩影
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruby Ying Ying Lau (劉瑩影), a licensed Representative with CE reference ALW386. Currently licensed at 1 firm(s): HSBC Global Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2025-09-04 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-04-12 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-04-12 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-04-12 | present |
| Ginger Capital Advisory Limited |
Rep | Type 4 — Advising on securities | 2011-11-29 | 2013-06-30 |
| Ginger Capital Advisory Limited |
Rep | Type 9 — Asset management | 2011-11-29 | 2013-06-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-04-08 | 2008-06-14 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-08 | 2008-06-14 |