Elizabeth Anne Allen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elizabeth Anne Allen (林安妮), a licensed Responsible Officer with CE reference AGD018. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 15.1 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2021-05-06 | present |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2021-05-06 | present |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2021-05-06 | present |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2021-05-06 | present |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2021-05-06 | present |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2021-05-06 | present |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2021-05-06 | present |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2021-05-06 | present |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 - Asset management | 2021-05-06 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-10-27 | 2021-05-06 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-10-27 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-10-27 | 2021-05-06 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-10-27 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-10-27 | 2021-05-06 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-10-27 | 2011-12-31 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2011-06-01 | 2011-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Elizabeth Anne Allen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.