Lok Ching Lam
林樂晴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Ching Lam (林樂晴), CE reference BUM005. Currently licensed at 1 firm(s): HSBC Global Asset Management (Hong Kong) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-05-31 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-01-19 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2024-01-19 | present |