Stanley Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanley Chen, CE reference APU255. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2025-09-24 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-05-23 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-05-23 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-05-23 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-04-18 | present |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2017-08-07 | 2019-03-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-10-31 | 2017-08-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-10-31 | 2017-08-04 |
| Voras Capital Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2009-10-08 | 2011-05-13 |
| Voras Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2009-10-08 | 2011-05-13 |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2007-10-05 | 2008-10-30 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2007-10-05 | 2008-10-30 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2007-10-05 | 2008-10-30 |