Judy May Wai Ho
何美蕙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Judy May Wai Ho (何美蕙), CE reference AUM594. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-11-11 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-11-11 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-11-11 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-11-11 | present |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 — Advising on securities | 2015-11-11 | 2020-01-20 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2015-11-11 | 2024-12-31 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-07 | 2015-06-06 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-07 | 2015-06-06 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2013-10-07 | 2015-06-06 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-12 | 2013-09-26 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-12 | 2013-09-26 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2010-01-12 | 2013-09-26 |