Raphael David
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raphael David, CE reference BTD912. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-11-18 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-11-18 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-11-18 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-11-18 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-11-18 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-11-18 | present |