Pak Lok Caesar Chan
陳柏駱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Lok Caesar Chan (陳柏駱), CE reference BJR579. Currently licensed at 1 firm(s): HSBC Global Asset Management (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2025-08-25 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-09-28 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-09-28 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2023-09-28 | present |
| Grande Capital Limited 均富資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-18 | 2021-08-07 |
| Altus Investments Limited | Rep | Type 1 — Dealing in securities | 2017-06-08 | 2019-01-21 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-08 | 2019-01-21 |