Pak Lok Caesar Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Lok Caesar Chan (陳柏駱), a licensed Representative with CE reference BJR579. Currently licensed at 1 firm(s): HSBC Global Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 6.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2025-08-25 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-09-28 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-09-28 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2023-09-28 | present |
| Grande Capital Limited 均富資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-04-18 | 2021-08-07 |
| Altus Investments Limited | Rep | Type 1 - Dealing in securities | 2017-06-08 | 2019-01-21 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-06-08 | 2019-01-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pak Lok Caesar Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Weilong Ye | Altus Capital Limited | 2017–2019 |
| Ka Kit Kwok | Altus Capital Limited | 2017–2019 |
| Yee Sing Li | Altus Capital Limited | 2017–2019 |
| Hoi Man Helen Chau | Altus Capital Limited | 2017–2019 |
| Chun Yu Chan | Grande Capital Limited | 2019–2021 |
| Kai Lui | Grande Capital Limited | 2019–2021 |
| King Yiu Chan | Grande Capital Limited | 2019–2021 |
| Chiu Ni Leung | Grande Capital Limited | 2019–2021 |
| Chui Shan Cynthia Chan | Grande Capital Limited | 2019–2021 |
| Yuet Tsz Chow | Grande Capital Limited | 2019–2021 |
| Pui Lam Charlotte Law | Grande Capital Limited | 2019–2021 |
| Hiu Yan Leung | Altus Capital Limited | 2017–2018 |
| Charlotte Wing Pui Khoo | Altus Capital Limited | 2017–2019 |
| Clement Lok Hin Lee | Altus Capital Limited | 2017–2019 |
| Jeanny Churk Yin Leung | Altus Capital Limited | 2017–2019 |
| Leo Ho Kei Tam | Altus Capital Limited | 2017–2019 |
| Ying Wai Chan | Altus Capital Limited | 2017–2019 |
| Boon Sing Ooi | Altus Capital Limited | 2017–2018 |
| Sean Pey Chang | Altus Capital Limited | 2017–2019 |
| Arnold Tin Chee Ip | Altus Capital Limited | 2017–2019 |