Alan Ho Kei Chan
陳號麒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ho Kei Chan (陳號麒), CE reference BGV216. Currently licensed at 1 firm(s): HSBC Global Asset Management (Hong Kong) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-04-27 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-04-27 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2021-04-27 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-04-27 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-20 | 2021-01-31 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-20 | 2021-01-31 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-01-20 | 2021-01-31 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-20 | 2021-01-31 |