Kwok Sum Cheng
鄭國森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Sum Cheng (鄭國森), CE reference AXR842. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-06-20 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-06-20 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2022-06-20 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-06-20 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2022-06-20 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-06-20 | present |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-13 | 2018-07-12 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-13 | 2018-07-12 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-16 | 2016-11-03 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-27 | 2016-03-18 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-27 | 2016-03-18 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-21 | 2015-04-22 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-16 | 2014-03-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-01 | 2015-04-22 |