Hsing-Yu Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsing-Yu Chen ( ), a licensed former licensee with CE reference BJH672. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2025-05-08 | 2025-06-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-09 | 2025-06-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-09 | 2025-06-03 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-27 | 2019-12-08 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-27 | 2019-12-08 |