Hing On Hung
孔慶安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hing On Hung (孔慶安), a licensed former licensee with CE reference ACR693. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wheelock Chatfield Limited | RO | Type 9 — Asset management | 2010-09-29 | 2020-10-14 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-04-15 | 2004-10-18 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-04-15 | 2005-12-22 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2004-04-15 | 2005-12-22 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-12-22 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2005-12-22 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2005-12-22 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-16 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2005-12-22 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2005-01-12 |