Hau Sum Mak
麥巧心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Sum Mak (麥巧心), a licensed former licensee with CE reference ACA542. This person has 7.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 9 - Asset management | 2012-08-15 | 2013-07-31 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-15 | 2008-01-18 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-04-15 | 2008-01-18 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2009-08-21 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-05 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2009-08-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hau Sum Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.