Linda Wing Sze Luk
陸穎詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Linda Wing Sze Luk (陸穎詩), a licensed former licensee with CE reference ACM359. This person has 20.0 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allspring Global Investments (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2023-01-11 | 2025-03-31 |
| Allspring Global Investments (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2023-01-11 | 2025-03-31 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-04-16 | 2021-11-22 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-29 | 2021-11-22 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2012-10-19 | 2021-02-26 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 4 - Advising on securities | 2012-10-19 | 2021-02-26 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-16 | 2012-10-19 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-16 | 2012-10-19 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2011-02-02 | 2012-05-21 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2011-02-02 | 2012-05-21 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-03 | 2011-02-02 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-02 | 2011-02-02 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-02 | 2012-05-21 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-01-05 | 2008-06-05 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2006-01-05 | 2008-06-05 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-10 | 2006-01-05 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-03-10 | 2006-01-05 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-23 | 2005-01-21 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2004-03-23 | 2005-01-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-25 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-25 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-18 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-18 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-18 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Linda Wing Sze Luk during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.