Joann Siu Man Cheung
張小敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joann Siu Man Cheung (張小敏), a licensed former licensee with CE reference ACJ598. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-01-10 | 2025-11-11 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-11-29 | 2025-11-11 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-30 | 2007-07-18 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-30 | 2007-07-18 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-30 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-30 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-30 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-30 |