Wai Hang Law
羅偉恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hang Law (羅偉恆), a licensed former licensee with CE reference AOX111. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-17 | 2025-02-26 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-17 | 2025-02-26 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2022-06-17 | 2025-02-26 |
| RS Investments (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2013-11-28 | 2020-04-27 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-13 | 2012-11-06 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-08-31 | 2012-11-06 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-05-14 | 2008-01-18 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2007-05-14 | 2009-08-31 |